Small Business Retirement Plans and Ethical Practices

IR-DC.SBRPEP
$61.95

D.C. Credit: 16/3 General and Ethics

IAR Credit: 6/6 Products and Practices, Ethics and Professional Responsibility

Includes 3 Ethics Credit

CFP Credit (Optional): 10 Retirement Savings and Income Planning

IWI Credit (Optional): 10 Wealth Management / 2 Ethics / 1 Tax Regulations


Small businesses constitute an essential element of the U.S. economy. Approximately 30 million small businesses operate in the United States, making up the vast majority of employer firms in the country. Collectively, these small businesses employ nearly 80 million workers or approximately half of all private sector employees. This course is designed to review and clarify the diverse business structures and the benefit plans available to each. For decades, the tax law has included special rules to provide various benefits or incentives to small businesses or to exclude them from a burdensome rule. Yet, the federal tax law has no single, uniform definition of small business. Instead, as recently illustrated by the Small Business Jobs Act of 2010, such businesses may be defined based on gross receipts, assets, capital, entity type, number of shareholders or some amount of outlay, such as start-up expenditures. Even with the same base, such as gross receipts, small is defined with varying dollar amounts. Section II of the course includes the definition of ethics, specific ethics in the insurance industry, its history and regulation, unfair marketing practices and navigating ethical dilemmas.